Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Court:
U.S. Supreme Court
Amicus Issue:
Whether liability for retaliation under the Sarbanes-Oxley Act requires proof of retaliatory intent.
Counsel of Record:
Morgan, Lewis & Bockius LLP
Sarah E. Bouchard
David B. Salmons
Samuel S. Shaulson
Arielle H. Steinhart
Other Amici:
None.
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…