Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Court:
Washington Supreme Court
(petition for review)
Amicus Issue:
Whether the standard for finding evident bias in a FINRA arbitrator is limited to bias based upon either pecuniary interest or a conflicted relationship with one of the parties in the case, or whether evident bias may be based upon other factors, including without limitation, an arbitrator’s involvement as a plaintiff in an active securities litigation similar to the arbitration case.
Counsel of Record:
Orrick Herrington & Sutcliffe LLP
Richard A. Jacobsen
Gregory D. Beaman
Jennifer M. Keighley
Paul F. Rugani
Other Amici:
None.
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…