Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
The Securities and Exchange Commission (SEC) held its second field hearing to examine the municipal securities markets at its Headquarters in Washington, D.C., on December 7. Topics included market stability and liquidity, investor impact, and self-regulation.
Leslie M. Norwood, SIFMA Managing Director and Associate General Counsel and Co-Head of the SIFMA Municipal Securities Division testified as part of the Panel on Self-Regulation at the SEC Hearing on State of Municipal Securities Markets.
More Submissions
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CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
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Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…