Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA’s statement for the record before the Capital Markets and Government Sponsored Enterprises Subcommittee and Oversight and Investigations Subcommittee at a hearing entitled “Preserving Retirement Security and Investment Choices for All Americans.”
In this statement, SIFMA reiterates its long-standing support of a best interest or uniform fiduciary standard of care for brokers and advisors when providing personalized investment advice, but reiterates its concern that this proposal is unworkable.
See also:
Employee Retirement Income Security Act — ERISA
Conflict of Interest Proposed Rule
SIFMA’s DOL Fiduciary Resource Center
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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