Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA and ASF provides its first set of comments to the leadership of the U.S. House Financial Services Committee on the Mortgage Reform and Anti-Predatory Lending Act of 2007, H.R. 3915. The groups address continued concerns in certain areas of the legislation including: 1) federal preemption; 2) loans covered by the safe harbor; and 3) the statute of limitation for violations of the safe harbor requirements.
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FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
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FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…