Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA Provides comments to the Securities and Exchange Commission (SEC) on the external business conduct standards for security-based swap dealers and major SBS participants. Our recommendations are to harmonize the Proposed Rules with the CFTC EBC Rules. We believe consistency is important because most SBS Entities and their counterparties have already invested significant resources to comply and familiarize themselves with the CFTC EBC Rules. To the extent the two rule sets are consistent, it therefore will speed implementation, minimize counterparty confusion and lead to lower costs for SBS Entities and their counterparties.
See also:
Business Conduct Standards for Security-Based Swap Dealers and Major SecurityBased
Swap Participants
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
We use cookies to provide our site visitors a valuable experience as well as relevant content and services. Please carefully review our Privacy Policy and Terms of Use; by using this website, you agree to the information set forth therein.