RFI on the State of Current Federal Consumer Financial Data Privacy Law (Joint Trades)
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), and Consumer Bankers Association (CBA), provided comments…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) and SIFMA’s Asset Managers Forum (SIFMA AMF) provide further comments to the Securities and Exchange Commission (SEC) on the proposals to modernize and enhance the reporting and disclosure of information by investment companies and investment advisers.
See Also:
- SEC: Investment Company Reporting Modernization – File No.: S7-08-15 (PDF)
- SEC: Amendments to Form ADV and Investment Advisers Act Rules – File No.: S7-09-15 (PDF)
More Submissions
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Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…