Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Court of Appeals
(District of Columbia)
Amicus Issue:
Whether the SEC has authority to grant non-SRO’s voting power under the Consolidated Data Plan.
Counsel of Record:
Squire Patton Boggs (US) LLP
Keith Bradley
Other Amici:
Council of Institutional Investors
Investors Exchange LLC
MEMX LLC
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…