Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether the SEC exceeded its authority in adopting Reg BI instead of establishing a uniform fiduciary standard for broker-dealers and investment advisers as permitted under Dodd-Frank Section 913. Whether the SEC conducted an adequate cost-benefit analysis in adopting Reg BI.
Counsel of Record:
Wilmer Cutler Pickering Hale and Dorr LLP
Kelly P. Dunbar
Other Amici:
U.S. Chamber of Commerce
American Council of Life Insurers
Financial Services Institute
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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