Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition for interlocutory review)
Amicus Issue:
Whether the bare fact that an employer has a framework for organizing discretionary employment decisions, and aggregate statistics alone, are sufficient to support class certification under Rule 23(b).
Counsel of Record:
Morgan Lewis & Bochius LLP
Sam S. Shaulson
Blair J. Robinson
Michael E. Kenneally
Allyson N. Ho
Other Amici:
The Clearing House Association
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…