Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Court of Appeals (Second Circuit)
Amicus Issue:
Whether plaintiffs may bring actions under the Commodity Exchange Act against companies operating in overseas commodity markets for extraterritorial conduct where the alleged scheme does not plausibly target any domestic market.
Counsel of Record:
Wachtell, Lipton, Rosen & Katz
George T. Conway III
Other Amici:
U.S. Chamber of Commerce
International Swaps and Derivatives Association
Futures Industry Association
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…