Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
U.S. Court of Appeals
(Eighth Circuit)
Amicus Issue:
Whether an ERISA class action complaint can survive a motion to dismiss based on the bare allegation that a 401(k) plan fiduciary breached its duties by offering proprietary funds that underperformed and were more expensive than other, alternative investment options in the marketplace.
Counsel of Record:
O’Melveney & Myers LLP
Gregory Jacob
Brian Boyle
Shannon Barrett
Meaghan Vergow
Other Amici:
None.
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…