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Proposed New MSRB Fee for Dealers Underwriting 529 Plans

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB) rule filing SR-MSRB-2017-05, which amends MSRB Rule A-13, on underwriting and transaction assessments for brokers, dealers and municipal securities dealers, to assess a new annual fee on dealers acting as underwriters to 529 college savings plans.

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Submitted To

SEC

Submitted By

SIFMA

Date

25

August

2017

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