The written testimony of Jerry Lombard, President of the Private Client Group at Janney Montgomery Scott LLC, on behalf of SIFMA before the U.S. House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Securities, and Investment at a hearing entitled “Impact of the DOL Fiduciary Rule on the Capital Markets.”
SEC Instituting Proceedings on FINRA and the MRSB’s Proposals to Shorten Trade Reporting Timelines in Fixed-Income Markets (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided further comments to the U.S. Securities and Exchange Commission (SEC) in light of the SEC’s instituting…