The Capital Markets, Federal Regulation and OTC Derivatives Committees of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission (SEC) on proposed revisions of Rules 144 and 145 and Regulation S under the Securities Act of 1933, File Nos. S7-07-97 and S7-8-97. SIA offers its observations and recommendations on the proposals.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA, The American Bankers Association (ABA), Bank Policy Institute (BPI), Independent Community Bankers of America (ICBA), and Institute of International…
SIFMA, SIFMA AMG, and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments in response to the U.S. Commodity…
SIFMA provided comments to the U.S. Department of the Treasury (DOT) in response to Executive Order 14219, “Ensuring Lawful Governance…