FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…
Summary
The Self-Regulation and Supervisory Practices Committee of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission Securities and Exchange Commission (SEC) on a proposed rule governing tape recording, Securities Exchange Act Rel. No. 34-39361; SR-NASD-97-69. SIA shares fundamental concerns about using tape recording as a method of supervision.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
More Submissions
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Sundaram v. Freshworks
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether a plaintiff seeking damages for alleged material omissions in the…
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Comments on the Draft Reporting Template for Scope 1 and Scope 2 GHG Emissions Pursuant to SB 253
SIFMA provided comments to California Air Resources Board (CARB) to inform the implementation of the Climate Corporate Data Accountability Act,…