Letters

SIA Submits Comments to the SEC on NASDAQ’s Filing to Register as a National Securities Exchange

Summary

The Securities Industry Association (SIA) provides comments to the Securities and Exchange Commission (SEC) the Nasdaq Stock Market, Inc. Notice of Filing of Application for Registration as a national securities exchange under Section 6 of the Securities Exchange Act of 1934 (Exchange Act), Release No. 34-44396, File No. 10-131. SIA requests an extension of the comment period for Form 1 from July 30, 2001 until October 31, 2001.

 

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

PDF