The Securities Industry Association (SIA)* provides comments to Securities and Exchange Commission (SEC) on Amendment No. 2 to Proposed Chief Executive Officer Certification Requirement, Release No. 34-50105; File No. SR-NASD-2003-176.
*SIFMA is a product of the merger between the Securities Industry Association (SIA)* and The Bond Market Association (TBMA) in 2006.
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on to urge the Commission to disapprove the proposal.
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…