Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC’s release, Certain Broker-Dealers Deemed Not to be Investment Advisers, File No. S7-25-99; Release Nos. 34-50980; IA-2340. SIA supports the central position of the rule that an Exchange Act-registered broker-dealer’s offering its customers the alternative of paying a fee rather than a commission should not result in the broker-dealer’s becoming subject to the provisions of the Advisers Act.
*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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