Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
The Securities Industry Association (SIA)* provide comments to the Regulation NMS Self-Regulatory Organization (SRO) Committee: Oscar Onyema, American Stock Exchange LLC; Brian Colby, Boston Stock Exchange Inc.; Jennifer Lamie, Chicago Board Options Exchange, Inc.; Robert Gibson, Chicago Stock Exchange, Inc.; Michael Simon, International Securities Exchange, Inc.; Stephanie Durmont NASD, Inc., Adam Nunes, The Nasdaq Stock Market Inc.; Paul Smith, National Stock Exchange; Robert Hill, NYSE Arca, Inc.; Karen Lorentz, NYSE LLC; and Robert Miller, Philadelphia Stock Exchange, Inc. requesting further information from the SROs to facilitate the Regulation NMS implementation process.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the recent Statement…