Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on a proposal for proprietary desk transactions to be reported to the MSRB’s Real-Time Transaction Reporting System (RTRS) as customer transactions under MSRB Rule G-14, MSRB Notice 2008-19. SIFMA shares concerns that the proposal would create new inconsistencies and would result in interpretive issues involving the treatment of the proprietary desk as a customer that would produce significant problems of implementation.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…