Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on temporary rule regarding principal trades with certain advisory clients, Release No. IA-2653; File No. S7-23-07. Comments are regarding the SEC Proposed Rule 206(3)-3T under the Investment Advisers Act of 1940, as amended, where SIFMA requests for an additional period of two years beyond its current scheduled expiration date of December 31, 2009.
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CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
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Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…