CenturyLink v. Houser
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…
Summary
SIFMA provides comments to the Board of Governors of the Federal Reserve System regarding proposed guidance on sound incentive compensation policies, Board Policies Docket No. OP-1374. SIFMA is in agreement with the core principles outlined, however, we recommend that the final guidance confirm that firms may consider risk-taking incentives on a group rather than individual basis. Included with the letter are methods to avoid unintended consequences.
More Submissions
Type:
Request for Comment on Statement by Commissioner Hester M. Peirce
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the recent Statement…
Type:
Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…