Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA, the Futures Industry Association (FIA), and the Investment Company Institute (ICI) provide comments to the Financial Crimes Enforcement Network (FinCEN) and the Securities and Exchange Commission (SEC) on guidance for risk-based anti-money laundering compliance. The comments are regarding the Guidance on Obtaining and Retaining Beneficial Ownership Information, issued on March 5, 2010. The groups note that they share concerns with the guidance including: 1) the “costumer due diligence” represents an “existing regulatory expectation” previously communicated by the regulators to securities and futures firms; 2) the expectations in the guidance conflict with the approach to beneficial ownership set forth in the BSA; and 3) the description of “enhanced due diligence” includes concepts that appear in previous rules.
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…