SIFMA provides comments to the Securities and Exchange Commission (SEC) on the SEC’s Form ADV brochure and brochure supplement issues. SIFMA requests an extension on the brochure supplement delivery requirements until December 31, 2011, and seeks responses to interpretive questions relating to the forms.
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Insured Retirement Institute (IRI),…