Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Summary
The Dealer Accounting Committee of SIFMA provides comments to the Securities and Exchange Commission (SEC) on short-term borrowings disclosure, File No. S7-22-10. The Committee supports the proposal, but strongly urges the SEC to waive the requirement of retrospective implementation for financial companies and require disclosures on a prospective basis only.
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Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
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CenturyLink v. Houser
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…