2024 Section 987 Regulations
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…
Summary
The Arbitration Committee of SIFMA provides comments to the Securities and Exchange Commission (SEC) on Financial Industry Regulatory Authority’s (FINRA’s) proposed amendments to rules related to the option to choose an all public arbitration panel, File No. SR-FINRA-2010-053. SIFMA’s observations and recommendations include: 1) expanding the Public Arbitrator Pilot Program; 2) increasing the perception of fairness; and 3) preserving safeguards for individual brokers.
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Request for Extension on the Cybersecurity Information Sharing Act (Joint Trades)
SIFMA, Alliance for Digital Innovation, American Bankers Association (ABA), American Public Power Association, Bank Policy Institute (BPI), Business Roundtable, Business…
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FS Credit Opportunities Corp. v. Saba Capital Master Fund
Court: U.S. Supreme Court Amicus Issue: Whether Section 47(b) of the Investment Company Act of 1940 provides for a private…