SIFMA provides comments to the Financial Crimes Enforcement Network (FinCEN) on proposed data fields for the Bank Secrecy Act (BSA) Suspicious Activity Report (SAR) Database. While SIFMA strongly supports the efforts of FinCEN to modernize electronic BSA reporting, SIFMA believes that additional clarification of the proposal is necessary to provide helpful comments to the proposal and precise responses to FinCEN’s request for information technology (IT) assessments.
SIFMA, SIFMA AMG, and the Investment Company Institute (ICI) provided comments to the U.S. Securities and Exchange Commission (SEC) in…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal (“Proposal”) by Nasdaq Phlx…
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…