Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, the Investment Company Institute (ICI), the National Association of Manufacturers, the U.S. Chamber of Commerce, the Financial Services Forum, the Business Roundtable, and the National Federation of Independent Business provide comments to the Secretary of the US Department of Treasury continuing their opposition to the imposition of a financial transaction tax (FTT) in the United State, or substitute form of the FTT. The groups urge the Treasury Secretary to continue to encourage other members of the G20 to resist pressures to adopt such proposals on a global basis.
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…