Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA, the American Bankers Association (ABA), The Clearing House (TCH), The Financial Services Roundtable (FSR), and the Institute of International Bankers provide comments to the U.S. Department of Treasury on the assessment of fees on large bank holding companies and nonbank financial companies supervised by the Federal Reserve Board to cover the expenses of the Financial Research Fund as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act), Docket No. TREAS-DO-2012-0001. The Associations’ primary concern is that the Office of Financial Research (OFR) assessments should be transparent, equitable, reasonable, and predictable. The groups are unable to assess the proposed framework against these objectives because of the scant information provided in the proposal or otherwise available.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…