Request for Comment on Statement by Commissioner Hester M. Peirce Re: Crypto RFI (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG submitted additional comments to the U.S. Securities and Exchange Commission (SEC) in response to the statement…
GFMA provides comments to the Secretariat of the Basel Committee on Banking Supervision (BCBS) on the consultative document: Principles for the supervision of financial conglomerates. GFMA supports the development of consistent and effective supervision of global financial firms, and welcomes the work of the Joint Forum on strengthening the supervision of financial conglomerates (FCs).
SIFMA is the independent U.S. regional member of the Global Financial Markets Association (GFMA). The Association for Financial Markets in Europe (AFME) and the Asian Securities and Financial Markets Association (ASIFMA) represent the independent European and Asian regional members of GFMA.
SIFMA and SIFMA AMG submitted additional comments to the U.S. Securities and Exchange Commission (SEC) in response to the statement…
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…