In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provides comments to the NYSE Euronext on Global Data Agreements, including the Global Data Agreement for Redistributors (RDA), Global Data Agreement for End Users (EUA), NYSE Euronext Market Data Policies (Policies), and the Global Data Agreements Glossary (Glossary) requesting that the exchange not finalize the Agreements, nor request that SIFMA’s members sign the RDA, until after SIFMA has met with senior officers of the exchange and agreed on resolutions to our concerns. The Agreements raise substantial issues at the heart of the exchange’s relationship with member firms and the exchange’s role as a self-regulatory organization (SRO) and exclusive processor of market data that must be distributed on fair and reasonable terms and in the public interest.
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…