Comments on the Draft Reporting Template for Scope 1 and Scope 2 GHG Emissions Pursuant to SB 253
SIFMA provided comments to California Air Resources Board (CARB) to inform the implementation of the Climate Corporate Data Accountability Act,…
Summary
SIFMA provides comments to the SEC on a proposal to amend FINRA Rule 8313, which governs the release of disciplinary and other information by FINRA to the public. SIFMA’s comment is limited to disclosures about Expedited Proceeding and specifically, cases where a respondent successfully raises an “inability to pay” defense under FINRA Rule 9554 (failure to comply with an arbitration award). This letter responds to File No. SR-FINRA-2013-018; Release No. 34-69178.
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Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants (SIFMA and ISDA)
SIFMA and ISDA submitted comments to the CFTC on its proposed Revisions to Business Conduct and Swap Documentation Requirements for…
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Shanda Games Limited v. Monk
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether the rebuttable fraud-on-the-market presumption for establishing reliance in…