Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on revisions to the MSRB Suitability Rule, G-19. SIFMA continues to support the harmonization of Rule G-19 with Financial Industry Regulatory Authority (FINRA) Rule 2111. Such harmonization will promote more effective business practices and efficient compliance. SIFMA believes the MSRB should eliminate or justify any differences between the proposal and FINRA 2111 – as separate rules covering the same conduct will unnecessarily lead to regulatory confusion and increased compliance costs.
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…