CenturyLink v. Houser
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on Amendments to Regulation D, Form D and Rule 156 under the Securities Act. SIFMA commends the Commission’s adoption of Rule 506(c) and revision of Rule 144A, pursuant to the Jumpstart Our Business Startups Act, to eliminate the prohibition on general solicitation and general advertising in offerings conducted under those rules.
More Submissions
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Request for Comment on Statement by Commissioner Hester M. Peirce
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the recent Statement…
Type:
Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…