Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) responding to the MSRB’s request for comment on whether to require dealers to adopt a “Best Execution” standard for municipal securities transactions, MSRB Notice 2013-16.
SIFMA feels strongly that raising execution standard provides an opportunity to improve public trust and confidence in the municipal securities market. More important than a rule’s label, is the process that dealers would have to undertake.
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Type:
FSOC Improvement Act 2025 (Joint Trades)
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Sundaram v. Freshworks
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