FS Credit Opportunities Corp. v. Saba Capital Master Fund
Court: U.S. Supreme Court Amicus Issue: Whether Section 47(b) of the Investment Company Act of 1940 provides for a private…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Chicago Board Options Exchange (CBOE) filing to amend Rule 6.53, regarding option orders that are tied to stock orders, File No. SR-CBOE-2013-107.
While supportive of the CBOE’s efforts to enhance their surveillance, SIFMA believes the changes proposed require additional clarity, which should be incorporated into the rule, prior to the SEC’s consideration of it.
Court: U.S. Supreme Court Amicus Issue: Whether Section 47(b) of the Investment Company Act of 1940 provides for a private…
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), and Consumer Bankers Association (CBA), provided comments…
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…