FINRA Revised Proposal to Require Hyperlinks to BrokerCheck in Online Retail Communications with the Public
Summary
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) in response to a proposed rule change by FINRA to amend FINRA Rule 2210 (Communications With the Public). (FINRA Regulatory Notice 14-19)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Insured Retirement Institute (IRI),…