FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).
Summary
SIFMA provides supplemental comments to he Financial Industry Regulatory Authority (FINRA) on the concept proposal by FINRA to develop the CARDS concept. SIFMA previously filed a comment letter on the concept proposal that discusses a range of significant concerns that SIFMA has with the CARDS concept.
March 21, 2014 Comment Letter:
SIFMA Submits Comments to FINRA on Developing the Comprehensive Automated Risk Data System (CARDS)
Related Rule Filing:
Regulatory Notice 13-42 – FINRA Requests Comment on a Concept Proposal to Develop the Comprehensive Automated Risk Data System
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