Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) regarding a revised draft proposal for MSRB Rule G-42 (Re-Proposed Rule G-42) on the standards of conduct and duties of municipal advisors when engaging in municipal advisory activities other than solicitations.
SIFMA applauds the MSRB’s efforts in revising its original proposal in light of comments received. SIFMA believes that the MSRB made great strides in making Re-Proposed Rule G-42 workable without compromising protections to municipal entities, obligated persons or investors. However, SIFMA still has significant concerns regarding certain aspects of Re-Proposed Rule G-42.
Related Material
Regulatory Notice – Request for Comment on Revised Draft MSRB Rule G-42, on Duties of Non-Solicitor Municipal Advisors (July 23, 2014)
Original Rule Proposal – SIFMA Submits Comments to the MSRB on Duties of Non-Solicitor Municipal Advisors (March 10, 2014)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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