Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA submitted comments to the Treasury Department on a proposal by the Financial Crimes Enforcement Network (FinCEN) regarding customer due diligence (CDD) requirements for financial institutions.
SIFMA strongly supports FinCEN’s goals of creating greater transparency and safeguarding the financial system against illicit use.
However, SIFMA reiterated its previous requests for FinCEN to work with the Securities Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) to publish guidance to assist the securities industry in understanding regulatory expectations for its industry, and to help the industry design programs that comply with expectations.
This guidance would be beneficial to both regulators and the industry if it sets forth clear examination expectations because it would promote consistency across examination teams and firms.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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