Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
SIFMA provided comments to the U.S. Securities & Exchange Commission (SEC) on FINRA Rule 4512 and New Proposed Rule 2165. SIFMA appreciates the work that both FINRA and the SEC have undertaken in order to protect senior and vulnerable adults from financial exploitation, and we strongly believe that the Proposed Rules will provide FINRA member firms with important tools to combat this rising threat.
See also:
4512. Customer Account Information
More Submissions
Type:
Financial Key Performance Indicators for Business Entities
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…
Type:
Request for Extension of Compliance Dates for Amendments to Regulation S-P (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Insured Retirement Institute (IRI),…