Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provided comments to the U.S. Securities & Exchange Commission (SEC) on FINRA Rule 4512 and New Proposed Rule 2165. SIFMA appreciates the work that both FINRA and the SEC have undertaken in order to protect senior and vulnerable adults from financial exploitation, and we strongly believe that the Proposed Rules will provide FINRA member firms with important tools to combat this rising threat.
See also:
4512. Customer Account Information
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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