Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals (Eleventh Circuit)
Amicus Issue:
Whether a financial guaranty insurer has standing to assert a claim under Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C §78j(b) and Rule 10b-5, 17 C.F.R. §240.10b-5, as a “purchaser” of the bonds it has insured.
Counsel of Record:
Morgan, Lewis & Bockius LLP
101 Park Avenue
New York, NY 10178
John M. Vassos
Jeffrey D. Brooks
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…