Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. District Court
(S.D. NY)
Amicus Issue:
Whether deposits into a customer’s own account with a securities broker are voidable under the Bankruptcy Code as fraudulent transfers, and whether a financial institution that credits deposits to an accountholder thereby becomes an “initial transferee” of those deposits.
Counsel of Record:
Dickstein Shapiro LLP
1825 Eye Street, NW
Washington, DC 20006
Howard Schiffman
Eric A. Bensky
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…