The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
Supreme Court of the State of New York, County of New York
Amicus Issue:
Whether NASD arbitrators have power to recommend expungement of CRD records pursuant to NASD Rule 2130 in light of the State of New York’s alleged property interest in those records, and state recordkeeping regulations.
Counsel of Record:
Bingham McCutchen LLP
2020 K Street, NW
Washington, DC 20006
Paul J. Lambert
Marie K.N. DeBonis
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…