Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
Court of Appeals,
State of New York
See Press Release: SIFMA Applauds Decision in Pachter Case – 6/10/08
Amicus Issue:
Whether, in the absence of a governing agreement, commissions are “earned” and therefore considered “wages” under sections 191 and 193, thereby rendering most subsequent deductions unlawful.
Counsel of Record:
Morgan, Lewis & Bockius LLP
101 Park Avenue
New York, NY 10178
Samuel S. Shaulson
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Type:
Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
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2024 Section 987 Regulations
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