Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
Supreme Court of the State of Washington
Amicus Issue:
Whether a court may vacate an arbitration award under Washington law for “error of law” or whether the court is limited to the narrower statutory grounds, and whether arbitrators are precluded under Washington law from applying the state statute of limitations to state law claims brought in arbitration, such that dismissal of an arbitration claim on this ground constitutes an error of law.
Counsel of Record:
Greenberg Traurig, P.A.
777 S. Flagler Drive
Suite 300 East
West Palm Beach, FL 33401
David Paltzik
Bradford D. Kaufman
Jason M. Fedo
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…