Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
Second District Court of Appeal, State of Florida
Amicus Issue:
Whether a Florida court may apply a fee multiplier to a statutory award of attorneys’ fees awarded in a FINRA securities arbitration case.
Counsel of Record:
Clifford Chance US LLP
2001 K Street, NW
Washington, DC 20006
Stephen M. Nickelsburg
Michelle Williams
Erin Louise Palmer
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…