FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…
Summary
SIFMA submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether federal courts may ratify Securities and Exchange Commission (SEC) settlement agreements with securities firms that neither admit nor deny the SEC findings in the settlement agreement.
Counsel of Record:
Davis Polk & Wardell LLP
Annette L. Nazareth
Edmund Polubinski III
Gina Caruso
Other Amici:
None
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Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants (SIFMA and ISDA)
SIFMA and ISDA submitted comments to the CFTC on its proposed Revisions to Business Conduct and Swap Documentation Requirements for…