Every firm – large or small – has an obligation to be vigilant in our industry's commitment to cybersecurity. Please join SIFMA and the Financial Services – Information Sharing and Analysis Center (FS-ISAC) for a cybersecurity briefing specifically for small firms.
SIFMA is pleased to offer our members a best-in-class cyber and privacy insurance policy, provided through DeWitt Stern and underwritten by ACE Group.
Meet your colleagues, share best practices, attend educational seminars and engage in peer-to-peer networking-all by joining SIFMA Professional Societies.
SIFMA’s Board of Directors welcomed our newest members to the Association. Is your firm a member? Check our Member Directory to find out, and contact us to be sure you are taking advantage of your member benefits.
Valuable advocacy tools including our Legal and Regulatory Action Pipeline and Action Center.
See important resources and updates for SIFMA's standing committees, forums, working groups, and task forces.
Learn about special discounts and programs for SIFMA member firms.
Useful tools for human resource professionals.
Meet with your colleagues in one of SIFMA's Professional Societies.
Research, commentary and analysis on industry issues, published by leading industry experts for SIFMA member firms.
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The Dodd-Frank Act requires an unprecedented rulemaking process that has been ongoing for more than five years, where nearly 400 new regulations need to be researched and written by at least a dozen regulatory agencies.
As part of the Dodd-Frank Act, Congress adopted a ban on proprietary trading and restricted investment in hedge funds and private equity by commercial banks and their affiliates, the so-called "Volcker Rule."
Cybersecurity is a top priority in the financial industry to ensure the security of customer assets and information and the efficient, reliable execution of transactions within markets.
Derivatives play an important role in the capital markets and broader economy, allowing businesses to manage and hedge risk.
In response to the increasingly automated nature of securities markets and trading activity being widely dispersed across many trading centers, the SEC in 2010 proposed a rule that would require the SROs (stock exchanges and national securities associations) to develop a consolidated audit trail (CAT).
The Department of Labor (DOL) has proposed a change to the definition of fiduciary under the Employee Retirement Income Security Act (ERISA) that would expand the scope of those who become fiduciaries.
Discover how the financial industry is sparking economic growth and job creation in communities like yours.
From in-school visits to field trip hosting, financial professionals nationwide are committing their time and talent to Invest It Forward.
Learn about the work of more than 10,000 professionals from our 500 member firms who participate in 100 committees and countless working groups to advocate in support of effective and resilient capital markets.